Lead compliance testing efforts across the Bank, ensuring that all areas meet regulatory and internal requirements.
Develop and execute annual test plans for compliance and AML/ATF, adapting them based on business needs, risk profiles, and emerging regulations.
Work closely with business partners and stakeholders to provide expert advice on compliance and AML/ATF risks.
Conduct in-depth testing of processes and internal controls, including scoping, sampling, and test procedures.
Recommend action plans to address any identified issues and follow up on remediation efforts.
Track and report on the status of open issues, ensuring timely validation and closure.
Assist in the review and update of compliance testing methodologies to align with changing regulations.
Provide training and guidance to other compliance testers, ensuring they meet the department’s objectives.
Act as a key player in cross-department collaboration , including maintaining open communication with external auditors, regulatory authorities, and Head Office.

系统翻译：
领导整个银行的合规性测试工作，确保所有领域都满足监管和内部要求。
制定并执行合规性和 AML/ATF 年度测试计划，并根据业务需求、风险状况和新兴法规进行调整。
与业务合作伙伴和利益相关者密切合作，提供有关合规性和 AML/ATF 风险的专家建议。
对流程和内部控制进行深入测试，包括范围界定、抽样和测试程序。
建议行动计划解决任何已发现的问题并跟进补救措施。
跟踪和报告未决问题的状态，确保及时验证和关闭。
协助审查和更新合规性测试方法，以适应不断变化的法规。
为其他合规性测试人员提供培训和指导，确保他们实现部门目标。
在跨部门协作中发挥关键作用，包括与外部审计师、监管机构和总部保持开放的沟通。